60 “The information contained in this report has been obtained from sources which we consider to be reliable. However, we do not guarantee its accuracy and, as such, the information may be incomplete or condensed. …” This type of clause is usually referred to as________ . (A)waiver clause (B)pardon clause (C)excuse clause (D)disclaimer clause

60 “The information contained in this report has been obtained from sources which we consider to be reliable. However, we do not guarantee its accuracy and, as such, the information may be incomplete or condensed. …” This type of clause is usually referred to as________ .
(A)waiver clause
(B)pardon clause
(C)excuse clause
(D)disclaimer clause

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統計： A(2), B(4), C(4), D(13), E(0) #933988

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梅兒馬力

B1 · 2016/06/25

#1395282

clause條款，waiver棄權，disclaimer拒絕

62 “A corporation offering and selling its securities to the public has to file a registration statement with the competent authority. The registration statement automatically becomes effective 20 days after it is filed with the competent authority, at which point the issuer is free to sell the registered securities to the public. However, the competent authority has certain powers to delay or suspend the effectiveness of the registration statement if it appears that the statement is on its face incomplete or inaccurate in any material respect.” Based on the above description, which of the following is not a part of the securities registration process? (A)Discuss the terms of the offering with the competent authority. (B)Prepare the registration statement by the issuer. (C)File the registration statement with the competent authority. (D)Wait for a certain period of time before the registration statement becomes effective.

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