62 “A corporation offering and selling its securities to the public has to file a registration statement with the competent authority. The registration statement automatically becomes effective 20 days after it is filed with the competent authority, at which point the issuer is free to sell the registered securities to the public. However, the competent authority has certain powers to delay or suspend the effectiveness of the registration statement if it appears that the statement is on its face incomplete or inaccurate in any material respect.” Based on the above description, which of the following is not a part of the securities registration process?
(A)Discuss the terms of the offering with the competent authority.
(B)Prepare the registration statement by the issuer.
(C)File the registration statement with the competent authority.
(D)Wait for a certain period of time before the registration statement becomes effective.

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統計： A(42), B(14), C(23), D(13), E(0) #688177

詳解 (共 2 筆)

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“向公眾發行和出售其證券的公司必須向主管...
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公司公開販售有價證券應經登記，該登記20天後會自動生效，屆時公司可以公開販售。但主管機關在資料不正確、不完整時，有權延遲該販售之核准。基於上述，下列何者並非販售有價證券之步驟？

A與主管機關洽談販售的合約內容

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