7 X 股份有限公司(下稱 X 公司)與 Y 股份有限公司(下稱 Y 公司)擬進行合併,雙方約定以 X 公
司為存續公司,Y 公司為消滅公司。下列敘述,何者錯誤?
(A)倘若 X 公司持有 Y 公司已發行股份總數 51%的股份,雙方得作成合併契約,無須經過雙方股東會
之決議
(B)X 公司得以財產作為合併對價,交付給 Y 公司股東
(C)倘若 Y 公司為 X 公司百分之百子公司,X 公司股東縱使反對此合併案,亦未被賦予股份收買請求權
(D)倘若 X 公司為公開發行股票公司,並設有審計委員會,則於董事會決議併購前,應先由審計委員
會就本次併購計畫與交易之公平性、合理性進行審議
9 A 上櫃公司(下稱 A 公司)因財務困難,暫停營業或有停業之虞,擬向法院聲請重整,下列關於聲
請人之敘述,何者正確?
(A)A 公司聲請重整時,應經全體董事之同意
(B)會員受僱於公司人數,逾其所僱用勞工人數二分之一之產業工會,得聲請重整
(C)繼續 3 個月持有 A 公司已發行股份總數 10%以上股份之股東,得聲請重整
(D)相當於 A 公司負債總金額 10%以上之公司債權人,得聲請重整
10 A 股份有限公司(下稱 A 公司)為非公開發行股票且非閉鎖性之公司,今有創投基金 B 欲投資 A 公
司 1,000 萬元取得 A 公司之特別股。A 公司所發行給 B 之特別股,下列何者違反公司法規定?
(A)無表決權之盈餘分派優先特別股
(B)得當選一席董事之特別股
(C)就董監選舉,每股有 10 個表決權之特別股
(D)非得其他全體股東同意,不得轉讓於他人之特別股
15 A 上市公司持有 B 公司已發行有表決權股份 75%,若 A 公司直接或間接使 B 公司為不合營業常規之
經營,致 B 公司受有新臺幣 3,000 萬元之損害,A 公司並未於會計年度終了時為適當補償。下列關
於 B 公司權益保障之敘述,何者正確?
(A)A 公司使 B 公司為不合營業常規之負責人,應與 A 公司就 B 公司之損害負比例賠償責任
(B)A 公司未對 B 公司為賠償時,繼續 6 個月以上持有 B 公司已發行有表決權股份總數 1%以上之股東,
得以自己名義行使 B 公司之權利,請求 A 公司及其負責人為給付
(C)A 公司未對 B 公司為賠償時,繼續 6 個月以上持有 A 公司已發行有表決權股份總數 3%以上之股
東,得以自己名義行使 B 公司之權利,請求 A 公司及其負責人為給付
(D)A 公司未對 B 公司為賠償時,B 公司之債權人,得以自己名義行使 B 公司之權利,請求 A 公司及
其負責人為給付
18 A 營造商向保險公司投保營造綜合保險,該定型化保險契約內訂有下列條款:「條款 X:本保單所
承保之事故責任僅限被保險人於保險期間內受書面賠償之請求」;「條款 Y:被保險人對於第三人
就其責任所為之承認、和解或賠償,未經本公司參與者,本公司不負賠償責任」。下列關於上開二
條款效力之敘述,何者正確?
(A)條款 X 及條款 Y 均有效 (B)條款 X 及條款 Y 均無效
(C)條款 X 有效,條款 Y 無效 (D)條款 X 無效,條款 Y 有效
29 甲簽發一紙以 B 為付款人,記載免除作成拒絕證書之匯票給乙,乙背書轉讓給丙。丙於匯票到期向
B 請求付款被拒,丙遂於付款被拒當日持票請求拒絕付款地之法院公證處作成拒絕付款證書,並同
時分別通知甲、乙關於拒絕事由,因此產生作成拒絕證書費用 X 元、通知費用 Y 元。丙向甲、乙行
使追索權時,可否請求 X 及 Y 元?
(A)丙不可向甲、乙請求 X 及 Y 元
(B)丙不可向甲、乙請求 X 元,但可請求 Y 元
(C)丙不可向甲請求 X 及 Y 元,但可向乙請求 X 及 Y 元
(D)丙不可向甲請求 X 元,但可向甲請求 Y 元,並可向乙請求 X 及 Y 元
43 A 上市公司公告申報業經會計師甲簽證但主要內容仍有虛偽不實之財務報告,投資人因相信該不實
之財務報告內容,而於證券市場買入 A 公司股票遭受損失,依證券交易法之規定,下列敘述何者
正確?
(A)因該不實財報經甲簽證,故 A 公司無庸負賠償責任
(B)A 公司之會計人員乙如係依董事會之指示編製財務報表並簽名時,乙無庸負賠償責任
(C)因該不實財報經甲簽證,故 A 公司之財務經理丙除有重大過失外,不負賠償責任
(D)A 公司之董事長丁如無法證明其已盡相當注意,且有正當理由合理確信經甲簽證之財務報告內容
無虛偽隱匿情事時,即須負賠償責任
44 A 上市公司之經理甲與乙於參與某次內部會議時,得知 A 公司近期將公開鉅額虧損之消息。會後,
甲即以每股 20 元之價格融券放空 A 公司股票;乙雖未從事交易,但將 A 公司內部開會決定公開鉅
額虧損之消息,告知其好友丙,丙再將消息傳遞給丁。隨後丙以每股 18 元出脫手中 A 公司股票,丁
則借券賣出 10 張 A 公司股票。虧損之消息公開後,A 公司股價果然連番重挫至 10 元以下。就甲、
乙、丙、丁等人是否構成內線交易及相關責任,依現行法令及司法實務見解,下列敘述何者錯誤?
(A)甲應對放空當日善意買入 A 公司股票之人,負損害賠償責任
(B)乙如未與消息受領人有共犯關係,亦無犯意聯絡或行為分擔,即無內線交易之刑事責任
(C)丙雖係規避損失,仍會構成內線交易
(D)丁係自非 A 公司內部人之丙得知 A 公司虧損之消息,故丁不構成內線交易
45 A 股份有限公司為便利公司在資本市場上籌措所需資金,遂備妥公開說明書等相關文件,申請上市。
惟臺灣證券交易所審核後決定退件,經 A 公司申復,證交所仍以申復無理由拒絕 A 公司上巿,A 公
司應如何救濟?
(A)逕向臺灣證券交易所提起訴願
(B)得向金融監督管理委員會提起訴願
(C)須先與臺灣證券交易所進行仲裁
(D)得於退件之緣由改善或消滅後,備妥相關文件,重行申請上市
52 甲將其所有之 A 車出租予乙,租期屆至後,甲訴請乙返還 A 車並獲勝訴判決確定。甲持該判決對乙
聲請強制執行時,發現乙於甲起訴前已將 A 車出借予丙,且乙、丙間 A 車借貸期間業已屆滿。下列
敘述,何者正確?
(A)無論甲係依租賃物返還請求權或所有物返還請求權起訴,甲均得以該確定判決為執行名義,聲請
執行法院逕將丙所占有之 A 車取交予甲
(B)甲如依租賃物返還請求權起訴時,不得以該確定判決為執行名義,逕對丙聲請強制執行;但甲若
係依所有物返還請求權起訴,則得以該確定判決為執行名義,聲請執行法院逕將丙所占有之 A 車
取交予甲
(C)執行法院得依甲之強制執行聲請,以命令將乙對丙之借貸物返還請求權讓與甲
(D)執行法院得酌定數額命乙預納,並以乙預納之費用採買與 A 車同廠牌、規格之汽車交付予甲,以
代 A 車原物返還之執行
54 債權人甲聲請對債務人乙所有 A 地為假扣押執行後,乙之另一金錢債權人丙持確定判決聲請執行 A
地。下列敘述,何者正確?
(A)執行法院就丙之執行聲請,毋庸踐行 A 地查封程序
(B)丙應視為甲執行程序之聲明參與分配人
(C)執行法院就拍賣 A 地所得價金,應先扣除甲之假扣押所保全債權額後,再將餘額分配予丙
(D)執行法院就拍賣 A 地所得價金,應先扣除丙之債權額後,再將餘額分配予甲並提存之
57 Which of the following is not one of the types of tort law in common law?
(A)negligence (B) intentional torts (C) executory covenant (D)strict liability
58 Which of the following illustrations of Larry’s acts is not subject to liability for a false imprisonment?
(A)Larry locks Jason in a room which has only one exit. However, if Jason uses the exit, his act will cause
substantial bodily harm to Ben.
(B)Lilly is a patient with a disease which makes any exertion vital to her. Larry locks Lilly in a room which
has two open windows at a height of 100 cm from the floor and the ground outside.
(C)Larry locks Kevin, who is an athlete, in a room which has two open windows at a height of 100 cm from
the floor and the ground outside.
(D)Larry is a shop owner who knows his customer Jane is in his shop. But he locks the only door of the shop
to prevent a third person from entering when he goes out for his lunch.
59 When parties enter into a contract, they often wish to calculate the damages which would arise for one or
both of the parties in the event that there is a breach of contract by the other party. Provisions in a
contract stipulating the amount required to compensate an injured party in the event of a breach are
referred to as clauses.
(A)restitution damages (B)liquidated damages
(C)general damages (D) expectation damages
60__________ is a type of contract where party A enters into a valid contract with party B which stipulates that party B shall render performance for the benefit of party C. (A)A delegation contract (B) A trust agreement (C)An assignment of contract (D)A third -party beneficiary contract
61 John is the CEO and chairman of ABC Corp. He entered into an agreement to merge his company with
XYZ Corp. In return, shareholders of ABC will receive XYZ shares as payment, which have a slightly
higher market value. One of the following procedures is the least likely to apply in this scenario. Please
identify it.
(A)Both boards need to call a meeting properly and approve this transaction.
(B)Shareholders in both companies need to convene, with a quorum, to examine the details of the merger
agreement and approve it.
(C)For those shareholders who do not agree to the ratio of the shares exchange, they may turn to the court
and ask it to repudiate the transaction.
(D)As the CEO and chairman, John is not required to excuse himself from voting at the shareholder meeting
automatically, unless he has a conflict of interest that could result in a possible breach of fiduciary
responsibility.
64 The U.S. Supreme Court is to decide whether there is a constitutional limit to the practice of ___________. That is drawing legislative and congressional district lines to benefit the party in power. (A)one person, one vote (B) partisan gerrymandering (C)universal suffrage (D)voter intimidation
65 Our opinions applying the doctrine known as " " hold that the Due Process Clause prohibits States
from infringing fundamental liberty interests, unless the infringement is narrowly tailored to serve a
compelling state interest.
(A)procedural due process (B)
substantial process (C)due diligence (D)substantive due process
66 When a judicial decision cannot have any practical legal effect because the issues that generated it either
have been resolved or disappeared, it is said that the case has become .
(A)removable (B) moot (C)undecided (D)reserved
67 When a judge has a financial interest in the case assigned to him (or her), is related to a party, or there is a strong
possibility that the judge’s decision will be biased, any party may request such a judge to himself (or herself)
from the case.
(A)excuse (B)recuse (C)accuse (D)deduce
68 To make sure that a plaintiff with a valid cause of action will timely exercise his (or her) right, the law
imposes time limits on a cause of action. If a plaintiff fails to file a complaint within the time limits, the
defendant may plead such failure as a defense. Such time limits are called .
(A)Temporal conditions (B)Statute of limitations
(C)Statute of countdowns (D)Durational conditions
69 The ways to remove a director are multiple in Taiwan’s Company Act. Which of the following statements is
incorrect?
(A)An individual shareholder with 3% shareholding can file a suit and ask the court to remove, with cause, a
director of her company.
(B)A two-thirds majority of shareholders can resolve to remove a director of their company.
(C)A majority of shareholders can resolve to elect a new board, which in reality removes all sitting directors.
(D)A majority of supervisors can convene a meeting and remove a director if all supervisors agree to it.
70 If the identity or the character of the property being sold is overtly misrepresented by one of the contracting
parties, then the other party’s assent is obviously less than meaningful and any agreement that results will
be regarded as .
(A)fraud in the inducement (B)invalid
(C)lack of legal capacity (D)voidable