66 With respect to evidence in criminal procedure, which of the following is not correct under R.O.C. Code of
Criminal Procedure?
(A)Where confession of an accused shall not be used as the sole basis leading to the conviction of offense(s),
necessary evidence other than the confession shall nonetheless be investigated to see if the confession is
consistent with facts found.
(B)Where a witness fails to sign an affidavit committing him/her to tell the truth as required by law, his/her
testimony so made shall still be admitted as evidence.
(C)Unless otherwise provided by law, the admissibility of the evidence obtained unlawfully by an official in
execution of criminal procedure shall be determined by balancing the protection of individual rights and
the preservation of public interests.
(D)Unless otherwise provided by law, any oral or written statements made out of court by a person other
than the accused shall not be admitted as evidence.
39 A 銀行參與 B 上市公司之甲種特別股私募,認購數量為 1 千萬股,依證券交易法規定,問以下有關
轉售之說明,何者正確?
(A)若該甲種特別股未在集中交易市場上市交易者,則 A 銀行得將該 1 千萬股甲種特別股,於取得後
轉讓予其他符合認購資格之自然人
(B)若 A 銀行因與 C 銀行合併而消滅,該原由 A 銀行持有之甲種特別股 1 千萬股,亦不得由 C 銀行持
有,而必須予以出售,否則將違反私募有價證券轉售之限制規定
(C)若 A 銀行違法轉售該私募有價證券者,依我國目前最高法院實務見解,該轉讓行為仍為有效
(D) A 銀行得於取得該私募甲種特別股 3 個月後,每日賣出 1 萬股予符合認購私募有價證券之法人
69 Accessory punishment “deprivation of citizen’s rights” under R.O.C. Criminal Code DOES NOT include
the deprivation of _____ .
(A) qualification for being a public official
(B) qualification of becoming a candidate for public office
(C) qualification of exercising citizen’s right to vote
(D) qualification of becoming a candidate for a city mayor
41 D 上市公司上週任期屆滿的董事 X 設宴,邀請社會名流甲等若干人,會中大放該公司的利多消息,
希望與會者共襄盛舉。依現行規定,試問下列敘述,何者正確?
(A)名流甲於該公司的利多消息公開前,已從卸任的董事處獲悉利多消息,並立即購買該公司的股票,
將構成內線交易的犯罪
(B)第 2 天早上 10 點 D 公司正式公開利多消息,下午 1 點名流甲始下單購買該公司的股票,則不構成
內線交易的犯罪
(C) D 公司公開該利多消息前,名流甲所購買該公司的有價證券是可轉換公司債,則不構成內線交易
的犯罪
(D)名流甲以其不知情之未成年子女乙名義買進 D 公司股票,則乙構成內線交易的犯罪