62 “Scalping” is a practice in which an investment advisor publicly recommends the purchase of securities without disclosing its practice of purchasing such securities before making recommendation and then selling them at a profit when the price rises after the recommendation is disseminated. Therefore, scalping is a practice attacked by the competent authority as a violation of securities law similar to a _____ .
(A) bribery
(B) fraud
(C) mistake
(D) robbery
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統計: A(16), B(151), C(20), D(12), E(0) #686837
統計: A(16), B(151), C(20), D(12), E(0) #686837
詳解 (共 4 筆)
#6542916
「Scalping(超短線交易)」是一種行為,指的是某投資顧問在未揭露其先行購買某些證券的情況下,公開推薦購買該等證券,然後在推薦消息發布後價格上漲時賣出獲利。因此,搶短行為被主管機關視為類似於_____的違反證券法行為而加以打擊。
(A) 賄賂
(B) 詐欺
(C) 錯誤
(D) 搶劫
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