62 “Scalping” is a practice in which an investment advisor publicly recommends the purchase of securities without disclosing its practice of purchasing such securities before making recommendation and then selling them at a profit when the price rises after the recommendation is disseminated. Therefore, scalping is a practice attacked by the competent authority as a violation of securities law similar to a _______. (A) bribery (B) fraud (C) mistake (D) robbery

62 “Scalping” is a practice in which an investment advisor publicly recommends the purchase of securities without disclosing its practice of purchasing such securities before making recommendation and then selling them at a profit when the price rises after the recommendation is disseminated. Therefore, scalping is a practice attacked by the competent authority as a violation of securities law similar to a _______.
(A) bribery
(B) fraud
(C) mistake
(D) robbery

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統計： A(6), B(26), C(2), D(3), E(0) #927914

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100006036484871

B1 · 2016/08/06

#1438035

(A) bribery 賄賂

65 Which of the following statements is UNTRUE for the settlement during the court proceedings? (A) Where settlement is reached, a settlement transcript shall be made (B) The parties shall finish the settlement before the end of oral argument of the second instance (C) Where both parties are close to reach a settlement, they may move the court, the commissioned judge or the assigned judge for a settlement proposal within the scope specified by the parties (D) Where there is a prospect for the parties to reach settlement, but a party has difficulty to appear in person, the court, the commissioned judge, or the assigned judge may, on motion or on its own initiative, make a settlement proposal

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